Statement of Changes in Beneficial Ownership (4)
09 Marzo 2023 - 10:20PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * MAY ALAN RICHARD |
2. Issuer Name and Ticker or Trading
Symbol Hewlett Packard Enterprise Co [ HPE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, Chief People Officer |
(Last)
(First)
(Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E. MOSSY OAKS
ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/7/2023
|
(Street)
SPRING, TX 77389
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/7/2023 |
|
M |
|
478226 |
A |
$10.48 |
952737 |
D |
|
Common Stock |
3/7/2023 |
|
S |
|
478226 |
D |
$15.1062 (1) |
474511 |
D |
|
Common Stock |
3/7/2023 |
|
S |
|
225000 |
D |
$15.1062 (1) |
249511 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(2) |
1/13/2023 |
|
A |
|
316.2748 (3) |
|
(3) |
(3) |
Common Stock |
316.2748 |
(3) |
46640.2748 |
D |
|
Restricted Stock Units |
(2) |
1/13/2023 |
|
A |
|
494.6626 (4) |
|
(4) |
(4) |
Common Stock |
494.6626 |
(4) |
70641.6626 |
D |
|
Restricted Stock Units |
(2) |
1/13/2023 |
|
A |
|
783.6693 (5) |
|
(5) |
(5) |
Common Stock |
783.6693 |
(5) |
108211.6693 |
D |
|
Employee Stock Option (right to
buy) |
$10.48 |
3/7/2023 |
|
M |
|
|
478226 |
6/22/2016 (6) |
6/22/2023 (7) |
Common Stock |
478226 |
$0 |
0 |
D |
|
Explanation of
Responses: |
(1) |
The price in Column 4 is a
weighted average price of $15.1062. The prices actually paid ranged
from $15.00 to $15.2750. Upon request, the reporting person will
provide to the Issuer, any security holder of the Issuer, or the
SEC staff information regarding the number of shares purchased at
each price within the range. |
(2) |
Each restricted stock unit
represents a contingent right to receive one share of Issuer's
common stock. |
(3) |
As previously reported, on
12/10/20 the reporting person was granted 135,107 restricted stock
units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which
vested on 12/10/22, and 43,356 of which will vest on 12/10/23.
Dividend equivalent rights accrue with respect to these RSUs when
and as dividends are paid on Issuer's common stock. The number of
derivative securities in column 5 reflects 316.2748 dividend
equivalent rights at $16.45 per RSU credited to the reporting
person's account on 01/13/23. |
(4) |
As previously reported, on
12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of
which vested on 12/09/22, and 33,905 of which will vest on each of
12/09/23 and 12/09/24. Dividend equivalent rights accrue with
respect to these RSUs when and as dividends are paid on Issuer's
common stock. The number of derivative securities in column 5
reflects 494.6626 dividend equivalent rights at $16.45 per RSU
credited to the reporting person's account on 01/13/23. |
(5) |
As previously reported, on
12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of
which will vest on each of 12/08/23 and 12/08/24, and 35,810 of
which will vest on 12/08/25. Dividend equivalent rights accrue with
respect to these RSUs when and as dividends are paid on Issuer's
common stock. The number of derivative securities in column 5
reflects 783.6693 dividend equivalent rights at $16.45 per RSU
credited to the reporting person's account on 01/13/23. |
(6) |
This option became
exercisable beginning on this date. |
(7) |
This option is no longer
exercisable beginning on this date. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
MAY ALAN RICHARD
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E. MOSSY OAKS ROAD
SPRING, TX 77389 |
|
|
EVP, Chief People Officer |
|
Signatures
|
Ki Hoon Kim as Attorney-in-Fact for Alan R.
May |
|
3/9/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Grafico Azioni Hewlett Packard Enterprise (NYSE:HPE)
Storico
Da Mag 2023 a Giu 2023
Grafico Azioni Hewlett Packard Enterprise (NYSE:HPE)
Storico
Da Giu 2022 a Giu 2023