RiverNorth Capital and Income Fund, Inc. to Redeem Its Outstanding 5.875% Series A Term Preferred Stock
04 Settembre 2024 - 11:00PM
Business Wire
The Board of Directors of the RiverNorth Capital and Income
Fund, Inc. (the “Fund”) (NYSE: RSF) has authorized the redemption
of all 1,656,000 outstanding shares of its 5.875% Series A Term
Preferred Stock (the “Series A Preferred Stock”) (NYSE: RMPL).
The anticipated redemption date is October 4, 2024 (the
“Redemption Date”), but the redemption may be effected on a
subsequent date no later than the mandatory redemption date of
October 31, 2024, due to changes in market conditions or otherwise
as determined by the Fund. The Series A Preferred Stock redemption
price is estimated to be $25.20 per share of Series A Preferred
Stock, which is equal to the liquidation preference of $25.00 per
share plus $0.20 per share representing estimated accrued and
unpaid dividends to the Redemption Date. Once redeemed, the Series
A Preferred Stock will no longer be deemed outstanding, dividends
will cease to accumulate and all rights of the holders of the
Series A Preferred Stock with respect to the Series A Preferred
Stock will cease. The Fund has filed a notice of its intention to
redeem the Series A Preferred Stock with the Securities and
Exchange Commission.
In conjunction with the planned redemption, the Series A
Preferred Stock will be suspended from the New York Stock Exchange
(“NYSE”) before market open on the anticipated redemption date of
October 4, 2024.
All shares of the Series A Preferred Stock are held through the
Depository Trust Company ("DTC") and shares will be redeemed in
accordance with the procedures of DTC. Payment to DTC for the
Series A Preferred Stock will be made by DST Systems, Inc. as
redemption agent. Any questions may be directed to the redemption
agent toll-free at 844-569-4750.
RiverNorth Capital and Income Fund, Inc.
The Fund is a closed-end fund whose investment objective is to
seek a high level of current income. As of July 31, 2024, RSF had
approximately $113 million of total managed assets1 and 3.9 million
shares of common stock outstanding.
Closed-end funds are traded on the secondary market through one
of the stock exchanges. The Fund's investment return and principal
value will fluctuate so that an investor's shares may be worth more
or less than the original cost. Shares of closed-end funds may
trade above (a premium) or below (a discount) the net asset value
of the fund's portfolio. There is no assurance that the Fund will
achieve its investment objective.
RiverNorth Capital Management, LLC
RiverNorth Capital Management, LLC is an investment management
firm founded in 2000. With $5.1 billion1 in assets under management
as of July 31, 2024, RiverNorth specializes in opportunistic
investment strategies in niche markets where the potential to
exploit inefficiencies is greatest. RiverNorth is an institutional
investment manager to registered funds, private funds, and
separately managed accounts.
Forward-Looking Statements
This press release may contain forward-looking statements that
reflect current expectations about the future results, performance,
or actions of the Fund and can be identified by words such as
“may,” “will,” “expect,” “plans,” “intend,” “anticipate”, “should,”
“estimate” or similar expressions. These statements are not
guarantees of future performance or results and involve a number of
risks and uncertainties. Actual results may differ materially from
those in the forward-looking statements because of a number of
factors, including those described in the Fund’s filings with the
SEC including the prospectus, dated February 28, 2024 (the
“Prospectus”). The Fund undertakes no duty to update any
forward-looking statement made herein.
Investors should consider the Fund's investment objective,
risks, charges, and expenses carefully before investing. The
prospectus should be read carefully before investing. For more
information, please read the prospectus, call your financial
professional or call 844.569.4750.
Investing in the Fund involves certain risks, including loss
of principal, that are described in the "Risks" section of the
Prospectus.
Marketing services provided by ALPS Distributors Inc.
RiverNorth Capital Management, LLC is not affiliated with ALPS
Distributors, Inc. or DST Systems, Inc.
1Managed Assets includes assets attributable to leverage and
investments in affiliated funds.
RiverNorth® is a registered trademark of RiverNorth Capital
Management, LLC. ©2000-2024 RiverNorth Capital Management, LLC. All
rights reserved. RVN001730
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Investor Contact RiverNorth CEF Investor Relations
800-646-0148, Option 1 CEF@rivernorth.com
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