Highland Alpha Trend Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
POWERSHARES EXCHANGE GLBL NUCLEAR ENERGY Agenda Number: 933829991
--------------------------------------------------------------------------------------------------------------------------
Security: 73937B779
Meeting Type: Special
Meeting Date: 20-Jun-2013
Ticker: SPLV
ISIN: US73937B7799
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONN R. BAGGE Mgmt For For
TODD J. BARRE Mgmt For For
KEVIN M. CAROME Mgmt For For
MARC M. KOLE Mgmt For For
YUNG BONG LIM Mgmt For For
PHILIP M. NUSSBAUM Mgmt For For
GARY R. WICKER Mgmt For For
DONALD H. WILSON Mgmt For For
Highland Alternative Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Dividend Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933743672
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr Against For
OF AWARDS UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933761113
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1G. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES R. WIMMER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr Against For
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933687418
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2012. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2012. Mgmt For For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For For
(NOMINATION COMMITTEE (CHAIRMAN OF THE
COMMITTEE))
9. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
10. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
11. RE-ELECTION OF HT STITZER AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
12. RE-ELECTION OF PS WALSH AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
13. ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
14. ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
15. RE-APPOINTMENT OF AUDITOR. Mgmt For For
16. REMUNERATION OF AUDITOR. Mgmt For For
17. AUTHORITY TO ALLOT SHARES. Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
21. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against Against
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr For Against
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933755716
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
4 TO ELECT JING ULRICH AS A DIRECTOR Mgmt For For
5 TO ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
12 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
16 TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
17 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT AUDITORS Mgmt For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
S22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
S25 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933666010
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Annual
Meeting Date: 28-Aug-2012
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F. ELECTION OF DIRECTOR: C. KENDLE Mgmt For For
1G. ELECTION OF DIRECTOR: D.R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: N. PELTZ Mgmt For For
1I. ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For
1J. ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For
1K. ELECTION OF DIRECTOR: T.J. USHER Mgmt For For
1L. ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF THE H.J. HEINZ COMPANY FY2013 Mgmt For For
STOCK INCENTIVE PLAN
4. RE-APPROVAL OF THE PERFORMANCE MEASURES Mgmt For For
INCLUDED IN THE H.J. HEINZ COMPANY FY03
STOCK INCENTIVE PLAN
5. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933766377
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Special
Meeting Date: 30-Apr-2013
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE MERGER AGREEMENT Mgmt For For
DATED AS OF FEBRUARY 13, 2013, AS AMENDED
BY THE AMENDMENT TO AGREEMENT AND PLAN OF
MERGER, DATED AS OF MARCH 4, 2013, AND AS
MAY BE FURTHER AMENDED FROM TIME TO TIME,
AMONG H.J. HEINZ COMPANY, HAWK ACQUISITION
HOLDING CORPORATION AND HAWK ACQUISITION
SUB, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT
THE MERGER AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE AND ADOPT PROPOSAL
1.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY H.J. HEINZ COMPANY TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933754978
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS M. CARDOSO Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
DAVID G. NORD Mgmt For For
TIMOTHY H. POWERS Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
RICHARD J. SWIFT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
ITC HOLDINGS CORP. Agenda Number: 933741779
--------------------------------------------------------------------------------------------------------------------------
Security: 465685105
Meeting Type: Special
Meeting Date: 16-Apr-2013
Ticker: ITC
ISIN: US4656851056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT, DATED AS Mgmt For For
OF DECEMBER 4, 2011, AS AMENDED BY
AMENDMENT NO. 1, DATED SEPTEMBER 21, 2012,
AND BY AMENDMENT NO. 2, DATED JANUARY 28,
2013 (AS THE SAME MAY BE AMENDED OR
SUPPLEMENTED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), AMONG ENTERGY CORPORATION, MID
SOUTH TRANSCO LLC, ITC HOLDINGS CORP. AND
ITC MIDSOUTH LLC.
2. TO AMEND THE AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION OF ITC HOLDINGS CORP. TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
ITC HOLDINGS CORP. COMMON STOCK FROM
100,000,000 TO 300,000,000.
3. TO APPROVE THE ISSUANCE OF ITC HOLDINGS Mgmt For For
CORP. COMMON STOCK PURSUANT TO THE MERGER
AGREEMENT, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR ITC
HOLDINGS CORP.'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER CONTEMPLATED
BY THE MERGER AGREEMENT.
5. TO ADJOURN THE SPECIAL MEETING IF NECESSARY Mgmt For For
OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSALS (1), (2) AND
(3).
--------------------------------------------------------------------------------------------------------------------------
ITC HOLDINGS CORP. Agenda Number: 933770693
--------------------------------------------------------------------------------------------------------------------------
Security: 465685105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: ITC
ISIN: US4656851056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHRISTOPHER H. FRANKLIN Mgmt For For
EDWARD G. JEPSEN Mgmt For For
WILLIAM J. MUSELER Mgmt For For
HAZEL R. O'LEARY Mgmt For For
THOMAS G. STEPHENS Mgmt For For
G. BENNETT STEWART, III Mgmt For For
LEE C. STEWART Mgmt For For
J.C. WATTS, JR. Mgmt For For
JOSEPH L. WELCH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
4. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING, IN THE CASE OF UNCONTESTED DIRECTOR
ELECTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933726498
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CARROLL Mgmt For For
CRAIG G. MATTHEWS Mgmt For For
DAVID F. SMITH Mgmt For For
2. VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933730081
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 22-Feb-2013
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt No vote
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE BUSINESS YEAR
2012
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt No vote
NOVARTIS AG AND DECLARATION OF DIVIDEND
4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt No vote
SYSTEM
5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt No vote
THREE-YEAR TERM
5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt No vote
TERM OF OFFICE BEGINNING ON AUGUST 1, 2013
AND ENDING ON THE DAY OF AGM IN 2016
5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt No vote
THREE-YEAR TERM
5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt No vote
THREE-YEAR TERM
6 APPOINTMENT OF THE AUDITOR Mgmt No vote
7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt No vote
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933763523
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CHERYL K. BEEBE Mgmt For For
1.2 ELECTION OF DIRECTOR: HASAN JAMEEL Mgmt For For
1.3 ELECTION OF DIRECTOR: MARK W. KOWLZAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT C. LYONS Mgmt For For
1.5 ELECTION OF DIRECTOR: SAMUEL M. MENCOFF Mgmt For For
1.6 ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1.7 ELECTION OF DIRECTOR: THOMAS S. SOULELES Mgmt For For
1.8 ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1.9 ELECTION OF DIRECTOR: JAMES D. WOODRUM Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 LONG-TERM EQUITY INCENTIVE
PLAN.
3. PROPOSAL TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933687406
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 933747620
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.R. HALEY Mgmt For For
J.H. MULLIN, III Mgmt For For
P.R. ROLLIER Mgmt For For
M.J. SANDERS Mgmt For For
T.E. WHIDDON Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933789490
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. RATIFICATION OF BY-LAW AMENDMENT Mgmt For For
5. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE TWO-THIRDS
SUPERMAJORITY REQUIREMENTS IN ARTICLE
ELEVENTH TO A MAJORITY VOTE
6. AMENDMENT TO COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE 75% SUPERMAJORITY
REQUIREMENTS IN ARTICLE THIRTEENTH TO A
TWO-THIRDS VOTE
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933775023
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 933802729
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2012
FINANCIAL YEAR.
3. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2012 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
4. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2012 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
5. TO RE-APPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR.
6. TO RE-APPOINT MR R J-M S HUET AS AN Mgmt For For
EXECUTIVE DIRECTOR.
7. TO RE-APPOINT PROFESSOR L O FRESCO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
8. TO RE-APPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
9. TO RE-APPOINT MR C E GOLDEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
10. TO RE-APPOINT DR B E GROTE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
11. TO RE-APPOINT MS H NYASULU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
12. TO RE-APPOINT THE RT HON SIR MALCOLM Mgmt For For
RIFKIND MP AS A NON-EXECUTIVE DIRECTOR.
13. TO RE-APPOINT MR K J STORM AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
14. TO RE-APPOINT MR M TRESCHOW AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
15. TO RE-APPOINT MR P S WALSH AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
16. TO APPOINT MRS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
17. TO APPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
18. TO APPOINT MR J RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
19. TO APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE AUDITOR FOR THE
2013 FINANCIAL YEAR.
20. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY.
21. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE ORDINARY SHARES AND DEPOSITARY
RECEIPTS THEREOF IN THE SHARE CAPITAL OF
THE COMPANY.
22. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 933678130
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 27-Sep-2012
Ticker: WOR
ISIN: US9818111026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN B. BLYSTONE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK C. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: SIDNEY A. RIBEAU Mgmt Against Against
2. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2013.
Highland Energy MLP Fund
--------------------------------------------------------------------------------------------------------------------------
ATLAS ENERGY L P Agenda Number: 933763927
--------------------------------------------------------------------------------------------------------------------------
Security: 04930A104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ATLS
ISIN: US04930A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLTON M. ARRENDELL Mgmt For For
MARK C. BIDERMAN Mgmt For For
JONATHAN Z. COHEN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF THE
SEC, INCLUDING THE COMPENSATION DISCUSSION
AND ANALYSIS, COMPENSATION TABLES AND
NARRATIVE DISCUSSION.
3. RATIFICATION OF THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS THE PARTNERSHIP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO CONDUCT THE ANNUAL AUDIT OF THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P. Agenda Number: 933802072
--------------------------------------------------------------------------------------------------------------------------
Security: 118230101
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: BPL
ISIN: US1182301010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
OLIVER G. RICHARD, III Mgmt For For
CLARK C. SMITH Mgmt For For
FRANK S. SOWINSKI Mgmt For For
2. THE APPROVAL OF THE BUCKEYE PARTNERS, L.P. Mgmt For For
2013 LONG-TERM INCENTIVE PLAN.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS,
L.P.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CROSSTEX ENERGY, L.P. Agenda Number: 933761682
--------------------------------------------------------------------------------------------------------------------------
Security: 22765U102
Meeting Type: Special
Meeting Date: 09-May-2013
Ticker: XTEX
ISIN: US22765U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED CROSSTEX ENERGY GP, LLC LONG-TERM
INCENTIVE PLAN (INCLUDING AN INCREASE IN
THE NUMBER OF COMMON UNITS AVAILABLE FOR
ISSUANCE THEREUNDER).
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG LIMITED Agenda Number: 933675007
--------------------------------------------------------------------------------------------------------------------------
Security: G9456A100
Meeting Type: Annual
Meeting Date: 21-Sep-2012
Ticker: GLNG
ISIN: BMG9456A1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
2 TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3 TO RE-ELECT HANS PETTER AAS AS A DIRECTOR Mgmt For For
OF THE COMPANY.
4 TO RE-ELECT KATHRINE FREDRIKSEN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
6 PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS OF LONDON, ENGLAND
AS AUDITORS AND TO AUTHORIZE THE DIRECTORS
TO DETERMINE THEIR REMUNERATION.
7 PROPOSAL TO APPROVE THE REMUNERATION OF THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED US$550,000 FOR
THE YEAR ENDED DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 933808505
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: MWE
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
KEITH E. BAILEY Mgmt For For
MICHAEL L. BEATTY Mgmt For For
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
RANDALL J. LARSON Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE PARTNERSHIP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED Agenda Number: 933674980
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: Annual
Meeting Date: 21-Sep-2012
Ticker: SDRL
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
2 TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
3 TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR Mgmt For For
OF THE COMPANY.
4 TO RE-ELECT KATHRINE FREDRIKSEN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT CARL ERIK STEEN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
6 PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS, AS OF OSLO, NORWAY
AS AUDITORS AND TO AUTHORIZE THE DIRECTORS
TO DETERMINE THEIR REMUNERATION.
7 PROPOSAL TO APPROVE THE REMUNERATION OF THE Mgmt Against Against
COMPANY'S BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED US$800,000 FOR
THE YEAR ENDED DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 933775946
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RENE R. JOYCE Mgmt For For
PETER R. KAGAN Mgmt For For
CHRIS TONG Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933780303
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1I ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1K ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2013.
03 APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
Highland Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Global Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933732023
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: PAUL N. CLARK Mgmt For For
02 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
03 ELECTION OF DIRECTOR: TADATAKA YAMADA, M.D. Mgmt For For
2 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING,
TO REPEAL THE CLASSIFIED BOARD STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933757114
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HARSHMAN Mgmt For For
CAROLYN CORVI Mgmt For For
BARBARA S. JEREMIAH Mgmt For For
JOHN D. TURNER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO RESTRICTING SERVICE ON OTHER BOARDS BY
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933746008
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1C. ELECTION OF DIRECTOR: WARREN D. KNOWLTON Mgmt For For
1D. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1G. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SUPERMAJORITY VOTING RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933764715
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933759396
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 933805256
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACKIE M. CLEGG Mgmt For For
RANDAL A. NARDONE Mgmt For For
JAMES R. SEWARD Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2013 FISCAL
YEAR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933763383
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
J. STUART RYAN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDMENT TO THE 2008 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO
MODIFY THE SHARE COUNTING PROVISIONS
APPLICABLE TO CASH-SETTLED EQUITY AWARDS
UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr Against For
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933742202
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
ANDREA L. SAIA Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933753306
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. TO CONSIDER AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5. ELECTION OF DIRECTOR: CARL WARE Mgmt For For
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr Against For
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr Against For
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933751720
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Abstain Against
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt For For
LONG-TERM INCENTIVE PLAN.
6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For
PLAN.
7. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr Against For
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933787650
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY F. CHASE Mgmt For *
HARVEY GOLUB Mgmt For *
KARL F. KURZ Mgmt For *
DAVID MCMANUS Mgmt For *
MARSHALL D. SMITH Mgmt For *
02 TO APPROVE THE COMPANY'S PROPOSAL TO RATIFY Mgmt For *
THE SELECTION BY THE AUDIT COMMITTEE OF THE
FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED FURTHER IN
THE COMPANY'S PROXY STATEMENT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For *
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD.
05 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt Against *
RECOMMENDING THAT THE BOARD ADOPT A POLICY
THAT REQUIRES AN INDEPENDENT CHAIRMAN.
06 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD TAKE ACTION TO
IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD.
07 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE COMPANY PROVIDE A
REPORT REGARDING POLITICAL CONTRIBUTIONS.
08 TO APPROVE THE REPEAL OF ANY PROVISIONS OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF THE
STOCKHOLDERS AFTER FEBRUARY 2, 2011 AND
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933765236
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH R. CANION Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD P. LAWRENCE Mgmt For For
1C ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2 ADVISORY VOTE TO APPROVE 2012 EXECUTIVE Mgmt For For
COMPENSATION
3 APPROVAL OF THE INVESCO LTD. AMENDED AND Mgmt For For
RESTATED EXECUTIVE INCENTIVE BONUS PLAN
4 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
BRUCE A. SMITH Mgmt For For
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt For For
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt For For
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933789591
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933743103
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr Abstain Against
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933811007
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E104
Meeting Type: Special
Meeting Date: 11-Jun-2013
Ticker: NWSA
ISIN: US65248E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION CLARIFYING OUR ABILITY TO
MAKE DISTRIBUTIONS IN COMPARABLE SECURITIES
IN CONNECTION WITH SEPARATION TRANSACTIONS,
INCLUDING THE SEPARATION.
2. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW US TO MAKE
CERTAIN DISTRIBUTIONS ON SUBSIDIARY-OWNED
SHARES AND CREATE ADDITIONAL
SUBSIDIARY-OWNED SHARES.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933777205
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL, AS REQUIRED BY INTERNAL REVENUE Mgmt For For
CODE SECTION 162(M), OF THE MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED ANNUAL
INCENTIVE COMPENSATION UNDER THE NEXTERA
ENERGY, INC. 2013 EXECUTIVE ANNUAL
INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. SHAREHOLDER PROPOSAL-POLICY REGARDING Shr Against For
STORAGE OF NUCLEAR WASTE.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933792904
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2012 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2013, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2012.
3A. ELECTION OF EXECUTIVE DIRECTOR: DAVID L. Mgmt Against Against
CALHOUN
3B. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt Against Against
A. ATTWOOD, JR.
3C. ELECTION OF NON-EXECUTIVE DIRECTOR: RICHARD Mgmt Against Against
J. BRESSLER
3D. ELECTION OF NON-EXECUTIVE DIRECTOR: PATRICK Mgmt Against Against
HEALY
3E. ELECTION OF NON-EXECUTIVE DIRECTOR: KAREN Mgmt For For
M. HOGUET
3F. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt Against Against
M. KILTS
3G. ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt Against Against
ALEXANDER NAVAB
3H. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
POZEN
3I. ELECTION OF NON-EXECUTIVE DIRECTOR: VIVEK Mgmt Against Against
RANADIVE
3J. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt Against Against
REID
3K. ELECTION OF NON-EXECUTIVE DIRECTOR: JAVIER Mgmt For For
G. TERUEL
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2013.
6. TO APPROVE THE AMENDED AND RESTATED NIELSEN Mgmt For For
HOLDINGS 2010 STOCK INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL
NOVEMBER 7, 2014 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF TENDER OFFERS FOR A
PRICE PER SHARE NOT LESS THAN THE NOMINAL
VALUE OF A SHARE AND NOT HIGHER THAN 110%
OF THE MOST RECENTLY AVAILABLE PRICE OF A
SHARE ON ANY SECURITIES EXCHANGE WHERE OUR
SHARES ARE TRADED.
8. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933730081
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 22-Feb-2013
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE BUSINESS YEAR
2012
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
SYSTEM
5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt For For
THREE-YEAR TERM
5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt For For
TERM OF OFFICE BEGINNING ON AUGUST 1, 2013
AND ENDING ON THE DAY OF AGM IN 2016
5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt For For
THREE-YEAR TERM
5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt For For
THREE-YEAR TERM
6 APPOINTMENT OF THE AUDITOR Mgmt For For
7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Abstain Against
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt Against Against
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 933738708
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT F. FRIEL Mgmt For For
1C. ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXIS P. MICHAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: VICKI L. SATO, PH.D Mgmt For For
1G. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK J. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS PERKINELMER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933771289
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933767076
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
1N. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE REGIONS FINANCIAL Mgmt For For
CORPORATION EXECUTIVE INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING POSTING A Shr Against For
REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933808163
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933740462
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDRES GLUSKI Mgmt For For
1B ELECTION OF DIRECTOR: ZHANG GUO BAO Mgmt For For
1C ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D ELECTION OF DIRECTOR: TARUN KHANNA Mgmt For For
1E ELECTION OF DIRECTOR: JOHN A. KOSKINEN Mgmt For For
1F ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1H ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1I ELECTION OF DIRECTOR: MOISES NAIM Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1K ELECTION OF DIRECTOR: SVEN SANDSTROM Mgmt For For
2 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR YEAR
2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For
5. ACTION BY WRITTEN CONSENT. Shr Against For
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 933787232
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1B ELECTION OF DIRECTOR: JILL M. CONSIDINE Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1D ELECTION OF DIRECTOR: MARY J. Mgmt For For
STEELE-GUILFOILE
1E ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For
1F ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
2 CONFIRM THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4 SHAREHOLDER PROPOSAL ENTITLED "ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA"
5 SHAREHOLDER PROPOSAL ENTITLED "LIMIT Shr Against For
ACCELERATED EXECUTIVE PAY"
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
Highland Global Select Equity Fund
--------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda Number: 933668533
--------------------------------------------------------------------------------------------------------------------------
Security: 530322106
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: LMCA
ISIN: US5303221064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONNE F. FISHER Mgmt For For
GREGORY B. MAFFEI Mgmt For For
ANDREA L. WONG Mgmt For For
2. THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, Mgmt 3 Years For
ON AN ADVISORY BASIS, THE FREQUENCY AT
WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY
VOTE ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4. A PROPOSAL TO ADOPT THE LIBERTY MEDIA Mgmt For For
CORPORATION 2011 INCENTIVE PLAN.
5. A PROPOSAL TO ADOPT THE LIBERTY MEDIA Mgmt For For
CORPORATION 2011 NONEMPLOYEE DIRECTOR
INCENTIVE PLAN.
6. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933661123
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2012
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For
4 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For
5 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For
6 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For
7 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
9 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For
OF THE AUDIT AND RISK COMMITTEE)
10 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
11 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
12 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
14 TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE Mgmt For
PER ORDINARY SHARE
15 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For
BOARD FOR THE YEAR ENDED 31 MARCH 2012
16 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For
17 TO AUTHORISE THE AUDIT & RISK COMMITTEE TO Mgmt For
DETERMINE THE REMUNERATION OF THE AUDITOR
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For
S19 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For
PRE-EMPTION RIGHTS
S20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
21 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For
EXPENDITURE
S22 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
Highland International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Premier Growth Equity Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933716803
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 17-Jan-2013
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE INTUIT INC.
SENIOR EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933687406
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
Highland Small-Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 933686125
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER A. DORSMAN Mgmt For For
J. MICHAEL MOORE Mgmt For For
VINCENT K. PETRELLA Mgmt For For
DR. JERRY SUE THORNTON Mgmt For For
2. SAY ON PAY - TO APPROVE, THROUGH A Mgmt For For
NONBINDING ADVISORY VOTE, THE COMPENSATION
OF APPLIED'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
ARIBA, INC. Agenda Number: 933672380
--------------------------------------------------------------------------------------------------------------------------
Security: 04033V203
Meeting Type: Special
Meeting Date: 29-Aug-2012
Ticker: ARBA
ISIN: US04033V2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 22, 2012, BY AND AMONG SAP
AMERICA, INC., A DELAWARE CORPORATION
(SAP), ANGEL EXPANSION CORPORATION, A
DELAWARE CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF SAP, AND ARIBA, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION TO BE PAID TO
ARIBA'S NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS WITH ARIBA PURSUANT TO WHICH
SUCH COMPENSATION MAY BE PAID OR BECOME
PAYABLE.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE, IF THE CHAIRMAN OF
THE SPECIAL MEETING DETERMINES THAT IT IS
NECESSARY OR APPROPRIATE AND IS PERMITTED
BY THE MERGER AGREEMENT, TO SOLICIT
ADDITIONAL PROXIES IF THERE IS NOT A QUORUM
PRESENT OR THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BIO-REFERENCE LABORATORIES, INC. Agenda Number: 933658998
--------------------------------------------------------------------------------------------------------------------------
Security: 09057G602
Meeting Type: Annual
Meeting Date: 12-Jul-2012
Ticker: BRLI
ISIN: US09057G6026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH BENINCASA Mgmt For For
JOHN ROGLIERI, M.D. Mgmt For For
GARY LEDERMAN, ESQ. Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Split 16% For 84% Against Split
COMPENSATION AS DISCLOSED IN THESE
MATERIALS.
3. IN THEIR DISCRETION, ON ALL OTHER MATTERS Mgmt Against Against
AS SHALL PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933696087
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CURRAN Mgmt For For
JOSEPH L. MULLEN Mgmt For For
JAMES W. ZILINSKI Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 933718732
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 25-Jan-2013
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RHYS J. BEST Mgmt For For
RICHARD B. KELSON Mgmt For For
RICK J. MILLS Mgmt For For
2 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 VOTE TO APPROVE THE COMMERCIAL METALS Mgmt For For
COMPANY 2013 CASH INCENTIVE PLAN.
5 VOTE TO APPROVE THE COMMERCIAL METALS Mgmt For For
COMPANY 2013 LONG-TERM EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
COMSCORE, INC. Agenda Number: 933661933
--------------------------------------------------------------------------------------------------------------------------
Security: 20564W105
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: SCOR
ISIN: US20564W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. HENDERSON Mgmt For For
RONALD J. KORN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE COMPENSATION Mgmt Against Against
AWARDED TO NAMED EXECUTIVE OFFICERS IN
2011.
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC Agenda Number: 933695249
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS H. BARR Mgmt For For
JAMES W. BRADFORD Mgmt For For
SANDRA B. COCHRAN Mgmt For For
GLENN A. DAVENPORT Mgmt For For
RICHARD J. DOBKIN Mgmt For For
NORMAN E. JOHNSON Mgmt For For
WILLIAM W. MCCARTEN Mgmt For For
MARTHA M. MITCHELL Mgmt For For
COLEMAN H. PETERSON Mgmt For For
ANDREA M. WEISS Mgmt For For
2. TO APPROVE THE COMPANY'S SHAREHOLDER RIGHTS Mgmt For For
PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. Agenda Number: 933718744
--------------------------------------------------------------------------------------------------------------------------
Security: 296315104
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ESE
ISIN: US2963151046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
V.L. RICHEY, JR. Mgmt For For
J.M. STOLZE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013.
3 TO APPROVE THE COMPANY'S 2013 INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GEN-PROBE INCORPORATED Agenda Number: 933667000
--------------------------------------------------------------------------------------------------------------------------
Security: 36866T103
Meeting Type: Special
Meeting Date: 31-Jul-2012
Ticker: GPRO
ISIN: US36866T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER BY AND AMONG GEN-PROBE INCORPORATED,
HOLOGIC, INC. AND GOLD ACQUISITION CORP.,
AS IT MAY BE AMENDED FROM TIME TO TIME (THE
"AGREEMENT AND PLAN OF MERGER").
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Mgmt For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL 1 AT THE TIME OF THE SPECIAL
MEETING.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, CERTAIN COMPENSATION
ARRANGEMENTS FOR GEN-PROBE INCORPORATED'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 933681682
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Annual
Meeting Date: 08-Oct-2012
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. KACKLEY* Mgmt For For
DAVID A. BRANDON# Mgmt For For
DOUGLAS D. FRENCH# Mgmt For For
JOHN R. HOKE III# Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933661539
--------------------------------------------------------------------------------------------------------------------------
Security: 45103T107
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: ICLR
ISIN: US45103T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
O2. TO RE-ELECT DR. RONAN LAMBE Mgmt For For
O3. TO RE-ELECT MR. CIARAN MURRAY Mgmt For For
O4. TO AUTHORISE THE FIXING OF THE AUDITORS' Mgmt For For
REMUNERATION
S5. TO AUTHORISE THE COMPANY TO ALLOT SHARES Mgmt For For
S6. TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS
S7. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933710419
--------------------------------------------------------------------------------------------------------------------------
Security: 45103T107
Meeting Type: Special
Meeting Date: 17-Dec-2012
Ticker: ICLR
ISIN: US45103T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. TO APPROVE THE CONVERSION TO A DIRECT Mgmt For For
LISTING ON NASDAQ
S2. TO APPROVE THE AMENDED ARTICLES OF Mgmt For For
ASSOCIATION
S3. TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 933688749
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS ONE DIRECTOR FOR A Mgmt For For
THREE-YEAR TERM: MARC Y.E. PELAEZ
1B. ELECTION OF CLASS ONE DIRECTOR FOR A Mgmt For For
THREE-YEAR TERM: HOWARD H. XIA
1C. ELECTION OF CLASS ONE DIRECTOR FOR A Mgmt For For
THREE-YEAR TERM: VINCENT D. MATTERA, JR.
2A. ELECTION OF CLASS TWO DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM: WENDY F. DICICCO
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION
4. APPROVAL OF THE II-VI INCORPORATED 2012 Mgmt For For
OMNIBUS INCENTIVE PLAN
5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933695186
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. HALL Mgmt For For
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO APPROVE THE COMPANY'S 2012 ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. Agenda Number: 933676249
--------------------------------------------------------------------------------------------------------------------------
Security: 968223206
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: JWA
ISIN: US9682232064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARI J. BAKER Mgmt For For
RAYMOND W. MCDANIEL, JR Mgmt For For
WILLIAM B. PLUMMER Mgmt For For
KALPANA RAINA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 933703399
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 29-Nov-2012
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG R. BARRETT Mgmt Withheld Against
GUILLERMO BRON Mgmt Withheld Against
NATHANIEL A. DAVIS Mgmt For For
JOHN M. ENGLER Mgmt For For
STEVEN B. FINK Mgmt For For
MARY H. FUTRELL Mgmt For For
RONALD J. PACKARD Mgmt For For
JON Q. REYNOLDS, JR. Mgmt For For
ANDREW H. TISCH Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF BDO USA, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 933697180
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 19-Nov-2012
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. BACHMANN Mgmt For For
NEELI BENDAPUDI Mgmt For For
JOHN L. BOYLAN Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION Agenda Number: 933727882
--------------------------------------------------------------------------------------------------------------------------
Security: 577128101
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: MATW
ISIN: US5771281012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALVARO GARCIA-TUNON Mgmt For For
JOHN P. O'LEARY, JR. Mgmt For For
JERRY R. WHITAKER Mgmt For For
2. TO APPROVE THE ADOPTION OF THE 2012 EQUITY Mgmt For For
INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE RECORDS OF THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2013.
4. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE EXECUTIVE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEASUREMENT SPECIALTIES, INC. Agenda Number: 933674586
--------------------------------------------------------------------------------------------------------------------------
Security: 583421102
Meeting Type: Annual
Meeting Date: 13-Sep-2012
Ticker: MEAS
ISIN: US5834211022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. BARRY UBER Mgmt For For
SATISH RISHI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MICROS SYSTEMS, INC. Agenda Number: 933692813
--------------------------------------------------------------------------------------------------------------------------
Security: 594901100
Meeting Type: Annual
Meeting Date: 16-Nov-2012
Ticker: MCRS
ISIN: US5949011002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOUIS M. BROWN, JR. Mgmt For For
B. GARY DANDO Mgmt For For
A.L. GIANNOPOULOS Mgmt For For
F. SUZANNE JENNICHES Mgmt For For
JOHN G. PUENTE Mgmt For For
DWIGHT S. TAYLOR Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE 2013 FISCAL
YEAR
3. PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK Mgmt For For
OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN
ADDITIONAL 1,200,000 SHARES OF COMMON STOCK
UNDER THE PLAN
4. ADVISORY VOTE ON COMPENSATION OF COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSEMI CORPORATION Agenda Number: 933721842
--------------------------------------------------------------------------------------------------------------------------
Security: 595137100
Meeting Type: Annual
Meeting Date: 12-Feb-2013
Ticker: MSCC
ISIN: US5951371005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES J. PETERSON Mgmt For For
DENNIS R. LEIBEL Mgmt For For
THOMAS R. ANDERSON Mgmt For For
WILLIAM E. BENDUSH Mgmt For For
PAUL F. FOLINO Mgmt For For
WILLIAM L. HEALEY Mgmt For For
MATTHEW E. MASSENGILL Mgmt For For
JAMES V. MAZZO Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MISTRAS GROUP, INC. Agenda Number: 933687696
--------------------------------------------------------------------------------------------------------------------------
Security: 60649T107
Meeting Type: Annual
Meeting Date: 15-Oct-2012
Ticker: MG
ISIN: US60649T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL M. DICKINSON Mgmt For For
JAMES J. FORESE Mgmt For For
RICHARD H. GLANTON Mgmt For For
MICHAEL J. LANGE Mgmt For For
ELLEN T. RUFF Mgmt For For
MANUEL N. STAMATAKIS Mgmt For For
SOTIRIOS J. VAHAVIOLOS Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
MISTRAS GROUP, INC. FOR ITS FISCAL YEAR
ENDING MAY 31, 2013.
3. APPROVAL OF AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MYRIAD GENETICS, INC. Agenda Number: 933697611
--------------------------------------------------------------------------------------------------------------------------
Security: 62855J104
Meeting Type: Annual
Meeting Date: 05-Dec-2012
Ticker: MYGN
ISIN: US62855J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN T. HENDERSON, M.D. Mgmt For For
S. LOUISE PHANSTIEL Mgmt For For
2. TO APPROVE PROPOSED AMENDMENTS TO THE Mgmt For For
COMPANY'S 2010 EMPLOYEE, DIRECTOR AND
CONSULTANT EQUITY INCENTIVE PLAN.
3. TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt For For
2012 EMPLOYEE STOCK PURCHASE PLAN.
4. TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt For For
2013 EXECUTIVE INCENTIVE PLAN.
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NICE-SYSTEMS LTD. Agenda Number: 933679574
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 12-Sep-2012
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RON GUTLER Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH ATSMON Mgmt For For
1.3 ELECTION OF DIRECTOR: RIMON BEN-SHAOUL Mgmt For For
1.4 ELECTION OF DIRECTOR: YOSEPH DAUBER Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID KOSTMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) Mgmt For For
EHRLICH
2. TO APPROVE THE INCREASE OF THE ANNUAL FEE Mgmt For For
PAID TO THE COMPANY'S INDEPENDENT DIRECTORS
3. TO APPROVE THE INCREASE OF THE SPECIAL Mgmt For For
ANNUAL FEE PAID TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
4. TO APPROVE THE GRANT OF OPTIONS TO THE Mgmt For For
COMPANY'S INDEPENDENT DIRECTORS
5. TO APPROVE LIABILITY INSURANCE IN FAVOR OF Mgmt For For
THE COMPANY'S INDEPENDENT DIRECTORS
6. TO RE-APPOINT THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS AND TO AUTHORIZE THE COMPANY'S
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION Agenda Number: 933727438
--------------------------------------------------------------------------------------------------------------------------
Security: 699173209
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: PMTC
ISIN: US6991732099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS F. BOGAN Mgmt For For
MICHAEL E. PORTER Mgmt For For
ROBERT P. SCHECHTER Mgmt For For
2. APPROVE AN INCREASE IN THE NUMBER OF SHARES Mgmt For For
AVAILABLE FOR ISSUANCE UNDER OUR 2000
EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. CONFIRM THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 933669080
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 16-Aug-2012
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. BARBAROSH Mgmt For For
GEORGE H. BRISTOL Mgmt For For
MARK H. DAVIS Mgmt For For
D. RUSSELL PFLUEGER Mgmt For For
STEVEN T. PLOCHOCKI Mgmt For For
SHELDON RAZIN Mgmt For For
LANCE E. ROSENZWEIG Mgmt For For
MAUREEN A. SPIVACK Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 933731526
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHELLEY G. BROADER Mgmt For For
1B ELECTION OF DIRECTOR: FRANCIS S. GODBOLD Mgmt For For
1C ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1D ELECTION OF DIRECTOR: CHET HELCK Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS A. JAMES Mgmt For For
1F ELECTION OF DIRECTOR: GORDON L. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: PAUL C. REILLY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT P. SALTZMAN Mgmt For For
1I ELECTION OF DIRECTOR: HARDWICK SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: SUSAN N. STORY Mgmt For For
2 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt Withheld Against
RICHARD R. CROWELL# Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 933686593
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 18-Oct-2012
Ticker: RECN
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN CRAWFORD Mgmt For For
DONALD MURRAY Mgmt For For
A. ROBERT PISANO Mgmt For For
MICHAEL WARGOTZ Mgmt For For
2. RATIFICATION OF THE ENGAGEMENT OF MCGLADREY Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SMITHFIELD FOODS, INC. Agenda Number: 933675879
--------------------------------------------------------------------------------------------------------------------------
Security: 832248108
Meeting Type: Annual
Meeting Date: 19-Sep-2012
Ticker: SFD
ISIN: US8322481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH W. LUTER, III Mgmt For For
1B ELECTION OF DIRECTOR: C. LARRY POPE Mgmt For For
1C ELECTION OF DIRECTOR: WENDELL H. MURPHY, Mgmt For For
SR.
1D ELECTION OF DIRECTOR: PAUL S. TRIBLE, JR. Mgmt For For
2A. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2B. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
ELIMINATE THE SUPERMAJORITY VOTING
REQUIREMENT FOR AMENDING OR REPEALING
CERTAIN PROVISIONS OF THE COMPANY'S
ARTICLES OF INCORPORATION.
3. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING APRIL
28, 2013.
4. PROPOSAL TO CONSIDER AND ACT ON AN ADVISORY Mgmt For For
VOTE TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933696126
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt Withheld Against
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPARTAN STORES, INC. Agenda Number: 933664876
--------------------------------------------------------------------------------------------------------------------------
Security: 846822104
Meeting Type: Annual
Meeting Date: 15-Aug-2012
Ticker: SPTN
ISIN: US8468221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. SHAN ATKINS Mgmt For For
WENDY A. BECK Mgmt For For
FRANK M. GAMBINO Mgmt For For
YVONNE R. JACKSON Mgmt For For
ELIZABETH A. NICKELS Mgmt For For
TIMOTHY J. O'DONOVAN Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION Agenda Number: 933658405
--------------------------------------------------------------------------------------------------------------------------
Security: 859152100
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: STE
ISIN: US8591521005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. BREEDEN Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
JACQUELINE B. KOSECOFF Mgmt For For
DAVID B. LEWIS Mgmt For For
KEVIN M. MCMULLEN Mgmt For For
WALTER M ROSEBROUGH, JR Mgmt For For
MOHSEN M. SOHI Mgmt For For
JOHN P. WAREHAM Mgmt For For
LOYAL W. WILSON Mgmt For For
MICHAEL B. WOOD Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TECHNE CORPORATION Agenda Number: 933685515
--------------------------------------------------------------------------------------------------------------------------
Security: 878377100
Meeting Type: Annual
Meeting Date: 25-Oct-2012
Ticker: TECH
ISIN: US8783771004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. OLAND Mgmt For For
ROGER C. LUCAS PHD Mgmt For For
HOWARD V. O'CONNELL Mgmt For For
RANDOLPH C STEER MD PHD Mgmt For For
ROBERT V. BAUMGARTNER Mgmt For For
CHARLES A. DINARELLO MD Mgmt For For
KAREN A. HOLBROOK, PHD Mgmt For For
JOHN L. HIGGINS Mgmt Withheld Against
ROELAND NUSSE PHD Mgmt Withheld Against
2. TO SET THE NUMBER OF DIRECTORS AT NINE. Mgmt For For
3. AN ADVISORY NON-BINDING VOTE ON NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. AMEND TECHNE CORPORATION'S ARTICLES OF Mgmt For For
INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD FOR UNCONTESTED DIRECTOR
ELECTIONS.
5. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 933719619
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 23-Jan-2013
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. RULSEH Mgmt For For
GREGG C. SENGSTACK Mgmt For For
JOHN D. COHN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2013.
3. PROPOSAL REGARDING THE ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
Highland Tax Exempt Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-Nov-2012
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: T. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE SIX-MONTH
PERIOD ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933688511
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1L ELECTION OF DIRECTOR: JEAN G. SPAULDING, MD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, REGARDING EXECUTIVES RETAINING
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933655524
--------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Special
Meeting Date: 02-Jul-2012
Ticker: CHSI
ISIN: US14888B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 17, 2012, BY AND AMONG
SXC HEALTH SOLUTIONS CORP., SXC HEALTH
SOLUTIONS, INC., CATAMARAN I CORP.,
CATAMARAN II LLC AND CATALYST HEALTH
SOLUTIONS, INC.
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
CATALYST'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING BY CATALYST'S STOCKHOLDERS IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES PLC Agenda Number: 933692748
--------------------------------------------------------------------------------------------------------------------------
Security: G24140108
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: CBE
ISIN: IE00B40K9117
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SCHEME OF ARRANGEMENT. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES PLC Agenda Number: 933692736
--------------------------------------------------------------------------------------------------------------------------
Security: G24140111
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
2. CANCELLATION OF COOPER SHARES PURSUANT TO Mgmt For For
THE SCHEME OF ARRANGEMENT.
3. DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt For For
AND APPLICATION OF RESERVES.
4. AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt For For
5. CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt For For
EATON.
6. APPROVAL ON AN ADVISORY BASIS OF SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN COOPER
AND ITS NAMED EXECUTIVES.
7. ADJOURNMENT OF THE EXTRAORDINARY GENERAL Mgmt For For
MEETING.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933673774
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2012
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. BARNES Mgmt For For
LEONARD L. BERRY Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A. LEDSINGER JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt For For
WILLIAM S. SIMON Mgmt For For
2. TO APPROVE A RESOLUTION PROVIDING ADVISORY Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 26, 2013.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933725270
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933687418
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2012. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2012. Mgmt For For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For For
(NOMINATION COMMITTEE (CHAIRMAN OF THE
COMMITTEE))
9. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
10. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
11. RE-ELECTION OF HT STITZER AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
12. RE-ELECTION OF PS WALSH AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
13. ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
14. ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
15. RE-APPOINTMENT OF AUDITOR. Mgmt For For
16. REMUNERATION OF AUDITOR. Mgmt For For
17. AUTHORITY TO ALLOT SHARES. Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
21. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933716803
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 17-Jan-2013
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE INTUIT INC.
SENIOR EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933667997
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 17-Aug-2012
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
2. AMEND AND RESTATE OUR 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO (I) INCREASE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 9,900,000, (II) EXTEND THE
TERM OF THE PLAN THROUGH MAY 22, 2022,
(III) RE-APPROVE MATERIAL TERMS OF PLAN,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF OUR COMMON STOCK UPON CONVERSION OF OUR
CONVERTIBLE DEBENTURES AS REQUIRED BY THE
NASDAQ LISTING RULES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
5. PROPOSAL TO APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933687406
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933692825
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1I ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE THE AMENDED AND RESTATED 2005 Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
Highland Trend Follwoing Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
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