Statement of Changes in Beneficial Ownership (4)
23 Agosto 2021 - 9:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Robusto Dino |
2. Issuer Name and Ticker or Trading Symbol
CNA FINANCIAL CORP
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CNA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman & CEO |
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(Last)
(First)
(Middle)
151 N. FRANKLIN ST. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/20/2021 |
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(Street)
CHICAGO, IL 60606
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 8/20/2021 | | G(1) | | 7478 | D | $42.59 | 415093 | D | |
| Common Stock | 8/20/2021 | | G(2) | | 7477 | D | $42.59 | 407616 | D | |
| Common Stock | 8/20/2021 | | S(3) | | 1176 | D | $42.59 | 406440 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents a bona fide gift from Reporting Person to Dino E. Robusto Irrevocable Trust for David A. Robusto Dated July 9, 2021. Reporting Person expressly disclaims beneficial ownership of these shares because Reporting Person has no pecuniary interest in the shares. |
| (2) | Represents a bona fide gift from Reporting Person to Dino E. Robusto Irrevocable Trust for Brian T. Robusto Dated July 9, 2021. Reporting Person expressly disclaims beneficial ownership of these shares because Reporting Person has no pecuniary interest in the shares. |
| (3) | Shares were transferred into the Dino Robusto Charitable Fund and then disposed. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Robusto Dino
151 N. FRANKLIN ST.
CHICAGO, IL 60606 | X |
| Chairman & CEO |
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Signatures
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| Dino E. Robusto | | 8/23/2021 |
| **Signature of Reporting Person | Date |
Grafico Azioni CNA Financial (NYSE:CNA)
Storico
Da Mar 2024 a Apr 2024
Grafico Azioni CNA Financial (NYSE:CNA)
Storico
Da Apr 2023 a Apr 2024
