Amended Statement of Ownership (sc 13g/a)
10 Febbraio 2023 - 10:47PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
Catalyst Bancorp, Inc. |
(Name of Issuer) |
Common Stock, par value of $0.01 per share |
(Title of Class of Securities) |
December 31, 2022 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
__________
* The remainder of this
cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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1. |
NAME OF REPORTING PERSONS |
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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|
Mount Grey Partners LP |
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|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [_] |
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(b) [_] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
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5. |
SOLE VOTING POWER |
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0 |
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6. |
SHARED VOTING POWER |
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|
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321,791 |
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7. |
SOLE DISPOSITIVE POWER |
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0 |
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8. |
SHARED DISPOSITIVE POWER |
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321,791 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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321,791 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) |
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EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
[_] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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6.1% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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|
Mount Grey Capital LLC |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [_] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
|
|
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5. |
SOLE VOTING POWER |
|
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|
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0 |
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|
|
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6. |
SHARED VOTING POWER |
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|
|
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|
321,791 |
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|
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7. |
SOLE DISPOSITIVE POWER |
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|
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0 |
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|
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8. |
SHARED DISPOSITIVE POWER |
|
|
|
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|
321,791 |
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|
|
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
321,791 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) |
|
|
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
[_] |
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|
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|
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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6.1% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IA |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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|
Mount Grey Partners GP LLC |
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|
|
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [_] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
321,791 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
321,791 |
|
|
|
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
321,791 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) |
|
|
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
[_] |
|
|
|
|
|
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
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6.1% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Paul Magidson |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [_] |
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(b) [] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
321,791 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
321,791 |
|
|
|
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
321,791 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) |
|
|
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
[_] |
|
|
|
|
|
|
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
|
|
6.1% |
|
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|
|
12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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|
IN |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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|
Robert Haderer |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
|
|
(a) [_] |
|
|
(b) [ ] |
|
|
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
321,791 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
321,791 |
|
|
|
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
321,791 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) |
|
|
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
[_] |
|
|
|
|
|
|
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
|
|
6.1% |
|
|
|
|
12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
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IN |
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Item 1. |
(a). |
Name of Issuer: |
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Catalyst Bancorp, Inc. |
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(b). |
Address of issuer's principal executive offices: |
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235 N. Court
Street,
Opelousas, LA,
70570 |
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Item 2. |
(a). |
Names of persons filing: |
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Mount Grey Partners
LP
Mount Grey Capital
LLC
Mount Grey Partners
GP LLC
Paul Magidson
Robert Haderer |
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(b). |
Address or principal business office or, if none, residence: |
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Mount Grey Partners LP
c/o Mount
Grey Capital LLC
29 Hundreds Circle,
Wellesley, MA, 02481
United States Of America
Mount Grey
Capital LLC
29 Hundreds Circle,
Wellesley, MA, 02481
United States of America
Mount Grey Partners GP LLC
29 Hundreds Circle,
Wellesley, MA, 02481
United States of America
Paul Magidson
c/o Mount Grey Capital LLC
29 Hundreds Circle,
Wellesley, MA, 02481
United States of America
Robert Haderer
c/o Mount Grey Capital LLC
29 Hundreds Circle,
Wellesley, MA, 02481
United States of America
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(c). |
Citizenship: |
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Mount Grey Partners
LP – Delaware limited partnership
Mount Grey Capital
LLC – Delaware limited liability company
Mount Grey Partners
GP LLC – Delaware limited liability company
Paul Magidson–
United States of America
Robert
Haderer – United States of America |
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(d). |
Title of class of securities: |
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Common Stock, par value of $0.01 per share |
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(e). |
CUSIP No.: |
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14888L101 |
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Item 3. |
If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
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(a) |
[_] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b) |
[_] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c) |
[_] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
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(d) |
[_] |
Investment company registered under section 8 of the Investment Company
Act of 1940 (15 U.S.C. 80a-8).
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(e) |
[_] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f) |
[_] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g) |
[_] |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h) |
[_] |
A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C.1813);
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(i) |
[_] |
A church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j) |
[_] |
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k) |
[_] |
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
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Item 4. |
Ownership. |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially owned: |
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Mount Grey Partners LP – 321,791
Mount Grey Capital
LLC – 321,791
Mount Grey Partners
GP LLC – 321,791
Paul Magidson – 321,791
Robert Haderer – 321,791 |
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|
(b) |
Percent of class: |
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|
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|
Mount Grey Partners LP – 6.1%
Mount Grey Capital
LLC – 6.1%
Mount Grey Partners
GP LLC – 6.1%
Paul Magidson – 6.1%
Robert Haderer – 6.1% |
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote |
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Mount Grey Partners LP - 0 |
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Mount Grey Capital LLC – 0 |
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Mount Grey Partners GP LLC - 0 |
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Paul Magidson– 0 |
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Robert Haderer – 0 |
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(ii) |
Shared power to vote or to direct the vote |
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Mount Grey Partners LP – 321,791 |
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Mount Grey Capital LLC – 321,791 |
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Mount Grey Partners GP LLC – 321,791 |
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Paul Magidson– 321,791 |
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Robert Haderer – 321,791 |
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(iii) |
Sole power to dispose or to direct the disposition of |
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7 |
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Mount Grey Partners LP – 0 |
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Mount Grey Capital LLC – 0 |
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Mount Grey Partners GP LLC – 0 |
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Paul Magidson – 0 |
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Robert Haderer – 0 |
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(iv) |
Shared power to dispose or to direct the disposition of |
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Mount Grey Partners LP – 321,791 |
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Mount Grey Capital LLC – 321,791 |
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Mount Grey Partners GP LLC – 321,791 |
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Paul Magidson– 321,791 |
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Robert Haderer – 321,791 |
Item 5. |
Ownership of Five Percent or Less of a Class. |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. |
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N/A |
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person. |
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If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. |
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N/A |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
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|
If a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. |
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N/A |
Item 8. |
Identification and Classification of Members of the Group. |
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|
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group. |
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N/A |
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Item 9. |
Notice of Dissolution of Group. |
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Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. |
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N/A |
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Item 10. |
Certification. |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 10, 2023 |
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(Date) |
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Mount Grey Partners LP* |
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By: MOUNT GREY PARTNERS GP LLC |
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Paul Magidson, Managing Member |
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(Name/Title) |
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/s/ Paul Magidson |
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(Signature) |
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Mount Grey Capital LLC* |
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Paul Magidson, Managing Member |
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(Name/Title) |
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/s/ Paul Magidson |
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(Signature) |
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Mount Grey Partners GP LLC* |
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Paul Magidson, Managing Member |
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(Name/Title) |
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/s/ Paul Magidson |
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(Signature) |
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PAUL MAGIDSON |
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/s/ Paul Magidson |
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(Signature) |
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ROBERT HADERER |
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/s/ Robert Haderer |
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(Signature) |
* The Reporting Person disclaims beneficial ownership in the common stock
reported herein except to the extent of his pecuniary interest therein.
The original statement shall be signed by each
person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his
authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority
to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which
is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement
shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are
to be sent.
Attention. Intentional misstatements or omissions of fact constitute
Federal criminal violations (see 18 U.S.C. 1001).
Exhibit A
AGREEMENT
The undersigned agree that this
Schedule 13G dated February 10, 2023 relating to the Common Stock, par value of $0.01 per share,
of Catalyst Bancorp, Inc. shall be filed on behalf of the undersigned.
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February 10, 2023 |
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(Date) |
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Mount Grey Partners LP |
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By: MOUNT GREY PARTNERS GP LLC |
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Paul Magidson, Managing Member |
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(Name/Title) |
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/s/ Paul Magidson |
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(Signature) |
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Mount Grey Capital LLC |
|
Paul Magidson, Managing Member |
|
(Name/Title) |
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/s/ Paul Magidson |
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(Signature) |
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Mount Grey Partners GP LLC |
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Paul Magidson, Managing Member |
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(Name/Title) |
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/s/ Paul Magidson |
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(Signature) |
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PAUL MAGIDSON |
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/s/ Paul Magidson |
|
(Signature) |
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ROBERT HADERER |
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|
/s/ Robert Haderer |
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(Signature) |
Grafico Azioni Catalyst Bancorp (NASDAQ:CLST)
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Da Giu 2023 a Giu 2024