Statement of Changes in Beneficial Ownership (4)
26 Gennaio 2023 - 11:31PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Carr Muneera S |
2. Issuer Name and Ticker or Trading
Symbol WELLS FARGO & COMPANY/MN [ WFC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, CAO & Controller |
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(Last)
(First)
(Middle)
11625 N COMMUNITY HOUSE ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/24/2023
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(Street)
CHARLOTTE, NC 28277
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock, $1 2/3 Par
Value |
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|
|
|
|
|
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14791.505 (1) |
D |
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Common Stock, $1 2/3 Par
Value |
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|
|
|
|
|
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815.39 (2) |
I |
Through 401(k) Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Share Right |
(3) |
1/24/2023 |
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A |
|
34871 |
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(4) |
(4) |
Common Stock, $1 2/3 Par
Value |
34871 |
$0 |
34871 |
D |
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| Explanation of
Responses: |
| (1) |
Includes 71 shares acquired
through Wells Fargo & Company's (the "Company") dividend
reinvestment plan on 3/1/2022. |
| (2) |
Reflects share equivalent of
units in the Wells Fargo ESOP Fund under the 401(k) Plan (the
"Plan") as of December 30, 2022, as if investable cash equivalents
held by the Plan were fully invested in Company common
stock. |
| (3) |
Each Restricted Share Right
("RSR") represents a contingent right to receive one share of
Company common stock. |
| (4) |
These RSRs vest in four
installments: one-fourth on 2/5/2024, 2/5/2025, 2/5/2026, and
2/5/2027. As a condition to receiving the grant, the reporting
person agreed to hold, while employed by the Company and for one
year after retirement, shares of Company common stock as required
under the Company's Stock Ownership Policy. |
Remarks:
Exhibit 24 - Power of Attorney |
Reporting
Owners
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|
Reporting Owner Name / Address |
Relationships
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|
Director |
10% Owner |
Officer |
Other |
Carr Muneera S
11625 N COMMUNITY HOUSE ROAD
CHARLOTTE, NC 28277 |
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|
EVP, CAO & Controller |
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Signatures
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Muneera S. Carr, by Janet McGinness, as
Attorney-in-Fact |
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1/26/2023 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Grafico Azioni Wells Fargo (NYSE:WFC)
Storico
Da Feb 2023 a Mar 2023
Grafico Azioni Wells Fargo (NYSE:WFC)
Storico
Da Mar 2022 a Mar 2023
