Initial Statement of Beneficial Ownership (3)
09 Luglio 2022 - 12:07AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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STILWELL JOSEPH |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/6/2022
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3. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL CORP /MS/ [PFBX]
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(Last)
(First)
(Middle)
200 CALLE DEL SANTO CRISTO, |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
SAN JUAN, PR 00901
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 92317 | I | See footnote (1) |
Common Stock | 47262 | I | See footnote (2) |
Common Stock | 340066 | I | See footnote (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
(2) | These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
(3) | These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
STILWELL JOSEPH 200 CALLE DEL SANTO CRISTO SAN JUAN, PR 00901 |
| X |
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Stilwell Value LLC 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 |
| X |
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Stilwell Value Partners VII, L.P. 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 |
| X |
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Stilwell Activist Fund, L.P. 111 BROADWAY 12TH FLOOR NEW YORK, NY 10006 |
| X |
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Stilwell Activist Investments, L.P. 111 BROADWAY 12TH FLOOR NEW YORK, NY 10006 |
| X |
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Signatures
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/s/ Joseph Stilwell | | 7/8/2022 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Value LLC | | 7/8/2022 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Value Partners VII, L.P. | | 7/8/2022 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Activist Fund, L.P. | | 7/8/2022 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Activist Investments, L.P. | | 7/8/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Grafico Azioni Peoples Financial (QX) (USOTC:PFBX)
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Da Ago 2024 a Set 2024
Grafico Azioni Peoples Financial (QX) (USOTC:PFBX)
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Da Set 2023 a Set 2024
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