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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 22, 2024

 

 

Equitable Holdings, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-38469

90-0226248

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

1345 Avenue of the Americas

 

New York, New York

 

10105

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (212) 554-1234

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock

 

EQH

 

New York Stock Exchange

Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series A

 

EQH PR A

 

New York Stock Exchange

Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series C

 

EQH PR C

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 22, 2024, the Company held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, three proposals were submitted to the Company’s stockholders. The proposals are described in more detail in the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on April 9, 2024 (the “2024 Proxy Statement”). The final voting results are as follows:

Proposal 1: The Company’s stockholders elected the nine director nominees named in the Definitive Proxy Statement to serve until the 2025 annual meeting or until their successors are elected or have been qualified. The voting results are set forth below:

 

 

 

 

 

 

 

 

 

Director Nominee

For

Against

Abstain

 

Broker Non-Vote

Joan Lamm-Tennant

 

254,386,157

 

40,110,895

 

90,199

 

9,558,794

Francis A. Hondal

293,109,937

1,382,762

94,552

 

9,558,794

Arlene Isaacs-Lowe

290,595,760

3,888,788

102,703

 

9,558,794

Daniel G. Kaye

290,060,988

5,437,560

88,703

 

9,558,794

Craig MacKay

 

284,134,793

 

10,360,332

 

92,126

 

9,558,794

Mark Pearson

 

293,680,205

 

820,627

 

86,419

 

9,558,794

Bertram L. Scott

 

275,575,774

 

18,919,413

 

92,064

 

9,558,794

George Stansfield

 

293,718,174

 

779,823

 

89,254

 

9,558,794

Charles G.T. Stonehill

 

293,713,548

 

787,090

 

86,613

 

9,558,794

Proposal 2: The Company’s stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2024. The voting results are set forth below:

 

 

 

 

 

 

 

For

Against

Abstain

Broker Non-Vote

291,381,883

 

12,673,742

 

90,420

 

0

Proposal 3: The Company’s stockholders approved an advisory resolution approving the compensation of the Company’s named executive officers. The voting results are set forth below:

 

 

 

 

 

 

 

For

Against

Abstain

Broker Non-Vote

282,968,316

 

11,509,045

 

109,890

 

9,558,794

 

Item 9.01 Financial Statements and Exhibits.

 

Exhibit

Description

104

Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

EQUITABLE HOLDINGS, INC.

 

 

 

 

Date:

May 22, 2024

By:

/s/ Ralph Petruzzo

 

 

 

Ralph Petruzzo
Associate General Counsel

 

v3.24.1.1.u2
COVER
May 22, 2024
Entity Information [Line Items]  
Document Type 8-K
Document Period End Date May 22, 2024
Entity Registrant Name Equitable Holdings, Inc.
Entity Incorporation, State or Country Code DE
Entity File Number 001-38469
Entity Tax Identification Number 90-0226248
Entity Address, Address Line One 1345 Avenue of the Americas
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10105
City Area Code 212
Local Phone Number 554-1234
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Entity Central Index Key 0001333986
Amendment Flag false
Common Stock | New York Stock Exchange  
Entity Information [Line Items]  
Title of 12(b) Security Common Stock
Trading Symbol EQH
Security Exchange Name NYSE
Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series A | New York Stock Exchange  
Entity Information [Line Items]  
Title of 12(b) Security Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series A
Trading Symbol EQH PR A
Security Exchange Name NYSE
Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series C | New York Stock Exchange  
Entity Information [Line Items]  
Title of 12(b) Security Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series C
Trading Symbol EQH PR C
Security Exchange Name NYSE
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